SEC Harmonizes Exempt Offering Rules

The Securities and Exchange Commission (the “SEC”) adopted a set of amendments to “harmonize registration exemptions, eliminating complexity and facilitating access to capital and investment while preserving or enhancing important investor protections,” according to the SEC’s press release.  Click here to continue reading.

 

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SEC Adopts New Marketing Rule for Investment Advisers

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SEC Considering a Proposed Exemptive Order for Finders