Corporate & Securities
We represent international and domestic entrepreneurial and start-up companies, multinationals, investors, asset and fund managers, investment advisers, broker-dealers and international financial institutions in:
Mergers, acquisitions, and restructurings of public and private companies
Equity financings, including preferred stock, and convertible note financings
Secured and unsecured lending
Joint ventures and strategic alliances
Cross-border investments
Formation and maintenance of legal entities
Public offerings of securities
Private placements and Regulation S offerings
Compliance with Securities Exchange Act reporting, including Forms 10-K and 10-Q, Forms 3, 4, and 5, and Schedules 13D and 13G
Insider trading compliance
Broker-dealer and investment adviser registration and compliance