Corporate & Securities

We represent international and domestic entrepreneurial and start-up companies, multinationals, investors, asset and fund managers, investment advisers, broker-dealers and international financial institutions in:

  • Mergers, acquisitions, and restructurings of public and private companies

  • Equity financings, including preferred stock, and convertible note financings

  • Secured and unsecured lending

  • Joint ventures and strategic alliances

  • Cross-border investments

  • Formation and maintenance of legal entities

  • Public offerings of securities

  • Private placements and Regulation S offerings

  • Compliance with Securities Exchange Act reporting, including Forms 10-K and 10-Q, Forms 3, 4, and 5, and Schedules 13D and 13G

  • Insider trading compliance

  • Broker-dealer and investment adviser registration and compliance

 
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